Multifunctional Dimensions of
Ecologically-based Agriculture in Latin
America
Miguel
A. Altieri
Department of Environmental Science Policy
and Management
University of California, Berkeley
Summary
Today in Latin
America there are still regions with
microcosms of traditional farming systems,
(i.e., in Mesoamerica, the Andean region, and
the Amazon Basin) that have emerged over
centuries of cultural and biological
evolution and that based on locally available
resources and the cultivation of a diversity
of crops and varieties in time and space,
have allowed traditional farmers to maximize
harvest security and the multiple use of the
landscape with limited environmental impact .
Agro-biodiverse traditional agroecosystems
represent a strategy which ensures diverse
diets and income sources, stable production,
minimum risk, efficient use of land
resources, and enhanced ecological integrity
. This legacy of traditional agriculture
demonstrate that the combination of stable
and diverse production, internally generated
and maintainable inputs, favorable energy
input/output ratios, and articulation with
both subsistence and market needs, comprises
an effective approach to achieve food
security, income generation, and
environmental conservation . Traditional
approaches represent multiple use strategies
that enhance the multifunctional nature of
agriculture, an important feature for the
health of rural regions in the next century.
Introduction
Agriculture is
a process of artificialization of nature. In
general, modern agriculture has implied the
simplification of the structure of the
environment over vast areas, replacing
natures diversity with a small number
of cultivated plants and domesticated
animals. In fact, the worlds
agricultural landscapes are planted with only
some 12 species of grain crops, 23 vegetable
crop species, and about 35 fruit and nut type
species, that is no more than 70 plant
species spread over approximately 1,440
million hectares of presently cultivated land
in the world, a sharp contrast with the
diversity of plant species found within one
hectare of a tropical rainforest which
typically contains over 100 species of trees
(Thrupp l998).
But not all
forms of agriculture have followed the
classic path of artificialization and
intensification. In Latin America, systems
range from "low intensity"
long-fallow swidden to "high
intensity" permanent cultivation wherein
large areas have been greatly modified from
their natural state and are dominated by
monocultures. In commercial agricultural
areas, natural habitats are lost through
expansion of agricultural production,
especially of cattle, sugarcane, cotton,
soybean, coffee, and (recently)
non-traditional export crops. Highly
capitalized farms tend either to be on
high-quality lands where profitability is
contingent on low wages and large
landholdings. By contrast, farms of
resource-poor peasants tend to be on
ecologically marginal lands or on lands
recently opened to agriculture. Thus,
impoverished farmers lack access to good
farmland and capital and are forced by
necessity onto remnants of natural areas,
which generally occur on steep slopes, along
rivers, and in other fragile environments
such as forest margins.
In the midst
of these extreme types of agriculture, there
are, in the region microcosms of traditional
farming systems, (i.e., in Mesoamerica, the
Andean region, and the Amazon Basin) that
have emerged over centuries of cultural and
biological evolution and represent
accumulated experiences of peasants
interacting with the environment without
access to external inputs, capital, or
scientific knowledge (Chang, 1977; Wilken,
1987). Using inventive self-reliance,
experiential knowledge, and locally available
resources, indigenous farmers have often
developed farming systems with sustained
yields (Harwood, 1979; Reinjtes et al.,
1992). These agroecosystems, based on the
cultivation of a diversity of crops and
varieties in time and space, have allowed
traditional farmers to maximize harvest
security under low levels of technology and
with limited environmental impact (Clawson,
1985). There are also several examples of
grass-roots rural development programs in
Latin America aimed at the maintenance and/or
enhancement of biodiversity in traditional
agroecosystems, and which represent a
strategy which ensures diverse diets and
income sources, stable production, minimum
risk, efficient use of land resources, and
enhanced ecological integrity (Altieri, 1995;
Pretty, 1995).
Increasingly,
evidence emerging from analysis of
traditional agriculture and NGO-led
agroecological projects, shows that the
combination of stable and diverse production,
internally generated and maintainable inputs,
favorable energy input/output ratios, and
articulation with both subsistence and market
needs, comprises an effective approach to
achieve food security, income generation, and
environmental conservation (Pretty, 1997;
Altieri et al., 1998). As it will be argued
in this paper, these approaches represent
multiple use strategies that enhance the
multifunctional nature of agriculture.
The
Multifunctional Nature of Traditional
Agriculture
Despite the
increasing industrialization of agriculture,
the great majority of the farmers in the
developing world are peasants, or small
producers, who still farm the valleys and
slopes of rural landscapes with traditional
and subsistence methods. It is estimated that
in Latin America there are about 16 million
peasant units occupying close to 160 million
hectares and involving 75 million people,
representing two-thirds of the regions total
rural population (Ortega 1986).
Many of these
agroecosystems are small-scale,
geographically discontinuous, and located on
a multitude of slopes, aspects,
microclimates, elevational zones, and soil
types. They also are surrounded by many
different vegetation associations,. The
combinations of diverse physical factors
therefore are numerous and are reflected in
the diverse cropping patterns chosen by
farmers to exploit site-specific
characteristics. Many of the systems are
surrounded by physical barriers (e.g.,
forests, rivers, mountains) and therefore are
relatively isolated from other areas where
the same crops are grown in large scale.
Descriptions of the species and structural
diversity and management of these traditional
systems are discussed elsewhere (Alcorn,
1984; Altieri et al.,1987; Chang, 1977;
Clawson, 1988; Denevan, 1995; Francis, 1986;
Toledo et al. 1985).
In many areas,
traditional farmers have developed and/or
inherited complex farming systems, adapted to
the local conditions helping them to
sustainably manage harsh environments and to
meet their subsistence needs, without
depending on mechanization, chemical
fertilizers, pesticides or other technologies
of modern agricultural science (Altieri,
1995). According to Toledo (1995), indigenous
farmers in the hot and humid tropical regions
of Latin America tend to combine various
production systems as part of a typical
household resource management scheme (Figure
1):
1. The milpa
system, which may constitute a system of
polyuculture including up to 20-25
agricultural and forest species (annual and
perennial) and is focused on the cultivation
of maize, but in many occasions is combined
and even substituted by agricultural
market-oriented products (hot pepper, rice,
sesame seeds, sugarcane, beans, etc.);
2. The
extraction of products from the primary or
secondary rainforests of different ages
undergoing the succession process;
3. The
manipulation of forest-unit sequences at
different stages of anthropic disturbance,
from which certain marketable products
(mainly coffee, vanilla, and cocoa) are
obtained;
4. The
management of home gardens, which are
agroforestry systems located next or close to
households.
The main
features underlying the sustainability of
these multiple use peasant systems are
(Marten, 1986; Reinjtes et al. 1992):
- Farms are
small in size with continuous
production serving subsistence and
market demands
- Maximum
and effective use of local resources
and low dependence on off-farm inputs
- High net
energy yield because energy inputs
are relatively low
- Labor is
skilled and complementary, drawn
largely from the household or
community relations. Dependency on
traction and manual labor shows
favorable energy input/output ratios
- Heavy
emphasis is on recycling of nutrients
and materials
- Building
on natural ecological processes
(e.g., succession) rather than
struggling against them
- Diversified
farm systems based on several
cropping systems, featuring mixtures
of crops, and crops with varietal and
other genetic variability.
A salient
feature of traditional farming systems is
their degree of plant diversity, generally in
the form of polycultures and/or agroforestry
patterns (Clawson, 1985). This peasant
strategy of minimizing risk by planting
several species and varieties of crops
stabilizes yields over the long term,
promotes diet diversity, and maximizes
returns under low levels of technology and
limited resources (Richards, 1985).
Traditional multiple cropping systems provide
as much as 20 percent of the world food
supply (Francis, 1986). Polycultures
constitute at least 80 percent of the
cultivated area of West Africa, while much of
the production of staple crops in the Latin
American tropics occurs in polycultures
(Table 1). Polycultures produce more
combined yield in a given area than could be
obtained from monocultures of the component
species. Most traditional polycultures
exhibit LER values greater than 1.5.
Moreover, yield variability of cereal/legume
polycultures are much lower than for
monocultures of the components (Table 2).
| TABLE 1: Prevalence
of Polycultures in Latin American
Countries.1 |
| Country |
Dominant
Crop |
Percentage
of Crop Grown in Polyculture |
| Brazil |
Maize |
11 |
| Colombia |
Rice |
6 |
| Dominican
Republic |
Maize |
40 |
| Guatemala |
Beans |
73 |
| Mexico |
Maize |
20 |
| Paraguay |
Beans |
33 |
| |
Maize |
10 |
| |
Sweet Potatoes |
10 |
| Venezuela |
Rice |
16 |
| |
Maize |
33 |
| |
Beans |
20 |
| |
Cassava |
20 |
| |
Cotton |
50 |
| 1Modified
after Francis (1986). |
| TABLE 2 Coefficient
of variability of yields registered
in different cropping systems during
3 years in Costa Rica. |
| Cropping
system |
Monoculture (mean of
sole crops)
|
Polyculture |
| Cassava/bean |
33.04 |
27.54 |
| Cassava/maize |
28.76 |
18.09 |
| Cassava/sweet
potato |
23.87 |
13.42 |
| Cassava/maize/sweet
potato |
31.05 |
21.44 |
| Cassava/maize/bean |
25.04 |
14.95 |
| Source: Francis
1986 |
Many
traditional agroecosystems are located in
centers of crop diversity, thus containing
populations of variable and adapted land
races as well as wild and weedy relatives of
crops. It is estimated that throughout the
Third World more than 3,000 native grains,
roots, fruits and other food plants can still
be found (Altieri and Merrick, 1987). Thus
traditional agroecosystems essentially
constitute in-situ repositories of genetic
diversity (Altieri et al. 1987).
Descriptions abound regarding systems in
which tropical farmers plant multiple
varieties of each crop, providing both
intraspecific and interspecific diversity,
thus enhancing harvest security. For example,
in the Andes, farmers cultivate as many as 50
potato varieties in their fields (Brush et
al. 1981). Similarly, in Thailand and
Indonesia, farmers maintain a diversity of
rice varieties in their paddies which are
adapted to a wide range of environmental
conditions, and regularly exchange seeds with
neighbors (Grigg, 1974).
Tropical
agroecosystems composed of agricultural and
fallow fields, complex home gardens, and
agroforestry plots, commonly contain well
over 100 plant species per field and provide
construction materials, firewood, tools,
medicines, livestock feed, and human food.
Home gardens in Mexico and the Amazon display
highly efficient forms of land use,
incorporating a variety of crops with
different growth habits. The result is a
structure similar to a tropical forest, with
diverse species and a layered configuration
(Brookfield and Padoch, 1994). A list of the
most common agroforestry systems prevalent in
Latin America is provided in Table 3.
| TABLE 3:
Principal Agroforestry Systems in
Latin America |
| Types of
Systems |
Examples |
Typical
Countries |
| A.Agro-silvicultural systems
|
|
|
| A.1
Taungya |
Cordia alliodora
+ maize, beans or rice |
Brazilian
Amazon |
| |
Caesalpina velutina
+ maize |
Guatemala |
| |
Gmelina arborea +
maize and beans |
Mexico |
| A.2
Wood-producing trees/ annual
crop
intercropping
|
Pinus ellioti
+soybean or maize
|
Argentina |
| |
Populus spp. +
maize or potato |
Argentina |
| |
Inga spp. + rice
or banana |
Brazil |
| |
Eucalyptus spp. +
maize |
Brazil |
| |
Cedrela odorata +
maize, rice or sugar cane |
Colombia |
| |
Spondia mombin or
Swietenia macrophylla + maize,
beans or rice |
Mexico |
| A.3
Fruit trees annual crops
|
Citrus, apples, papaya, mangoes, etc. +
annual crops
|
Mexico |
| A.4
Shade trees or soil improvers
mixed
with crop
|
Erythrina spp., Inga
sp., Albizzia carbonaria,
Cordia
alliodora,
etc. + coffee, banana
|
Colombia, Costa
Rica, Equador |
| A.5
Living fences and/or windbreaks
|
Gliricidia sepium,
Erythrina abissinica,
Leucaena
leucocephala,
etc.,
around
crops
|
Colombia,
Mexico, Dominican Republic, Cuba,
Guatemala |
| |
Eucalyptus, Populus, Pinus,
around crops
|
Chile,
Argentina, Uruguay
|
| B. Agrosilvopastoral systems
|
|
|
| B.1 Crops
and animals within
forest
plantations
|
Pinus caribaea +
sheep and/or poultry + sorghum,
maize,
cassava
or peanuts
|
Venezuela,
Dominican Republic |
| B.2 Living
fences around rural
communities
|
Casuarina equisetifolia Cedrela odorata,
Bromissum
alicastrum
|
Cuba, Mexico |
| B.3 Home
gardens |
Several tree, crop,
animal mixtures
|
Dominican
Republic, Mexico, Cuba, Haiti
|
| C. Silvopastoral systems
|
|
|
| C.1
Animal grazing or
forage
production
under
trees
|
Populus sp. + Bromus
unioloides or Trifolium
sp. |
Argentina |
| |
Pinus caribea + Anchrus
sp. |
Brazil |
| |
Pinus sp. Or Populus
sp. + sheep |
Chile |
| C.2
Animal grazing or
forage
production
within
secondary
forests
|
Prosopis flexuosa
and Aspidosperma sp.
with natural pasture
|
Argentina |
| |
Secondary forests with
browsing of Brosimun alicastrum |
Mexico |
| C.3
Commercial wood-
producing
trees
with
pastures
|
Alnus acuminata +
Pennisetum clandestinum |
Costa Rica |
| C.4
Shade trees or soil
improvers
within
pastures
|
Alnus jorullensis
+ P.clandestinum
|
Colombia |
| |
Prosopis sp., Parkinsonia
microphylla,
Cercidium
sp. as shade tress in pastures
|
Mexico |
| C.5 Forage
trees and shrubs
|
Prosopis spp., Atriplex
spp. |
Chile,
Argentina, Peru |
| |
Lividivia coriari
and P. juliflora for goats |
Colombia |
| |
Brosium alicastrum
for browsing |
Mexico |
| Source: FAO 1984 |
Small
areas around peasant households commonly
average 80-125 useful plant species, many for
food and medicinal use (Toledo et al.
1985; Alcorn, 1984). Perennials such as fruit
trees are a conspicuous feature of most
homegardens (Marten, 1986). In some of the
more humid areas, there are so many different
kinds of trees and field cops in the
homegardens, and they are growing in such
abundance that it looks more like a tropical
forest than a garden (Clarke and Thaman,
1993). Most diverse homegardens are in
reality a collection of domesticated and
semi-domesticated plants with a variety of
uses including food, fuel, construction
materials, herbal medicine, ornamentation,
and shade (Table 4). Homegardens are often in
continuous production throughout the year and
lend themselves to intensive care because
they are so conveniently close to the house.
They can be fertilized with kitchen wastes,
receive supplementary irrigation with well
water, and be attended by women and children
in their spare time.
| TABLE 4: Ecological
and cultural functions and uses
of trees in Latin America |
| Ecological |
|
|
| Shade |
Soil
improvement |
Animal/plant
habitats |
| Erosion control |
Frost
protection |
Flood/runoff
control |
| Wind protection |
Wild animal
food |
Weed /disease
control |
| Cultural/Economic |
|
|
| Timber
(commercial) |
Broom |
Prop or nurse
plants |
| Timber
(subsistence) |
Parcelling/wrapping |
Staple foods |
| Fuelwood |
Abrasive |
Supplementary
foods |
| Boat building
(canoes) |
Illumination/torches |
Wild/snack/emergency
foods |
| Sails |
Insulation |
|
| Tools |
Decoration |
Species/sauces |
| Weapons/hunting |
Body
ornamentation |
Teas/coffee |
| Containers |
Cordage/lashing |
Non-alcoholic
beverages |
| Woodcarving |
Glues/adhesives |
Alcoholic
beverages |
| Handicrafts |
Caulking |
Stimulants |
| Fishing
equipment |
Fibre/fabric |
Narcotics |
| Floats |
Dyes |
Masticants |
| Toys |
Plaited ware |
Meat tenderizer |
| Switch for
children/discipline |
Hats, mats |
Preservatives,
medicines |
| Brush/paint
brush |
Baskets |
Aphrodisiacs |
| Musical
instruments |
Commercial/export
products |
Fertility
control |
| Cages/roosts |
|
Abortifacients |
| Tannin |
Ritual exchange |
Scents/perfumes |
| Rubber |
Poisons |
Recreation |
| Oils |
Insect
repellents |
Magico-religious |
| Toothbrush |
Deodorants |
Totems |
| Toilet paper |
Embalming
corpses |
Subjects of
mythology |
| Fire making |
Love-making
sites |
Secret meeting
sites |
| Source: Clarke
and Thaman 1984. |
The
interface of traditional agroecosystems and
natural areas
Most of the
above studies of traditional agriculture have
focused on the productive units where crops
are grown. This limited view of the peasant
agroecosystem ignores the fact that many
peasants utilize, maintain, and preserve,
within or adjacent to their properties, areas
of natural ecosystems (forests, hillsides,
lakes, grasslands, streamways, swamps etc.)
that contribute valuable food supplements,
construction materials, medicines, organic
fertilizes, fuels, religious items, etc.
(Toledo et al. 1985). In fact, the
crop-production units and adjacent ecosystems
constitute a continuum where plant gathering,
fishing, and crop production are actively
produced.
For many
peasant societies, agriculture is considered
a part of a bigger system of land use. For
example, the Purhepecha Indians who
live in the region of lake Patzcuaro in
Michoacan, Mexico, in addition to
agriculture, gathering is part of a complex
subsistence pattern based on multiple uses of
their natural resources (Caballero and Mapes,
1985). These people use more than 224 species
of wild native and naturalized vascular
plants for dietary, medicinal, household, and
fuel needs. Similarly, the Jicaque Indians of
central Honduras, who live on the Montana de
la Flor reservation, use over 45 plant
species from the pine-oak forest, riverine
habitat, or dooryard as foods, medicines,
fuel, etc. Like their mestizo neighbors, the
Jicaque grow corn using slash and burn
techniques. The cultivated fields are widely
spaced throughout the forest and in
travelling from one field to the next, the
Jicaque usually collect wild plant food along
the way to be added to the cooking pots of
the familys compound (Lentz, 1986).
Agriculture-
natural ecosystem interfaces are of key
significance as it has been shown that
farmers accrue general ecological services
from natural vegetation growing near their
properties. For example, in many highland
regions of Central America, the indigenous
flora of the higher forests, not only provide
valuable native plants for commercial and
subsistence products, but also serve as
natural barriers to the lowland agricultural
crops against the spread of plant diseases
and insect pests. Also, clearing
comparatively small agricultural plots in a
matrix of secondary forest vegetation permits
easy emigration of natural enemies of insect
pests from the surrounding jungle (Altieri,
1984).
In western
Guatemala, small farms depend on nearby
forests to manage marginal infertile soils.
Leaf litter is carried from nearby forests
and spread each year over intensively cropped
vegetable plots to improve tilth and water
retention. Litter is raked up, placed in bags
or nets, and carried to fields by men or
horses, or from more distant sources, by
trucks. After spreading, the leaf litter is
worked into the soil with a broad hoe. In
some cases, litter is first placed beneath
stable animals, and then, after a week or so
the rich mixture of pulverized leaves,
manure, and urine is spread over the fields
and turned under. Although the quantities
applied vary, farmers in Almolonga, Zunil,
and Quezaltenango apply as much as 40 metric
tons of litter/ha. each year. Rough
calculations made in mixed pine-oak stands
indicate that one hectare of cropped land
requires the litter production from 10 ha. of
regularly harvested forest, or less, if
harvesting is sporadic (Wilken, 1987).
A case
study of a multifunctional traditional
farming system
The study
conducted in a Totonaca native community of
the Papantla region in the state of Veracruz
illustrates of a case multiple use peasant
management strategy of hot and humid tropical
ecosystems. The community entails 166
households totaling a population of 877 and
sharing a 15-17 hectare territory. Most
households (72%) have between 7 and 9
hectares, while only 9 % own more than nine
hectares and 19% less than seven hectares.
Most of these households also handle from 3
to 9 ecogeographic or landscape units as
resources for production where they implement
the multiple-use strategy. The main units
that each family manages during production
are: milpa (maize fields), pasture ground,
home gardens, rainforest for vanilla
production, rainforest to extract wood and
other products, and cash crop areas (Figure
2).
Using almost
exclusively its own physical energy (with
scant, almost inexistent use of chemical
fertilizers), making little use of outside
inputs, and relying on family or community
labor, the productive units of this native
community are self-sufficient in terms of
food, they are energy efficient, they do not
generate waste, and they sustain a high level
of agrobiodiversity (with 355 species of
plants, animals, and fungi). To this should
be added the fact the community succeeds in
being economically profitable as a result of
selling maize, beef, milk, vegetable, fruits,
vanilla, brown sugar, palm leaves and other
products (Toledo, 1995).
The Nature
and Function of Biodiversity in Agriculture
Today,
scientists worldwide are increasingly
starting to recognize the role and
significance of biodiversity in the
functioning of agricultural systems (Swift et
al., 1996). Research suggests that whereas in
natural ecosystems the internal regulation of
function is substantially a product of plant
biodiversity through flows of energy and
nutrients and through biological synergisms,
this form of control is progressively lost
under agricultural intensification and
simplification, so that monocultures, in
order to function, must be predominantly
subsidized by chemical inputs (Swift et. al.
1996). Commercial seed-bed preparation and
mechanized planting replace natural methods
of seed dispersal; chemical pesticides
replace natural controls on populations of
weeds, insects, and pathogens; and genetic
manipulation replaces natural processes of
plant evolution and selection. Even
decomposition is altered since plant growth
is harvested and soil fertility maintained,
not through nutrient recycling, but with
fertilizers.
One of the
most important reasons for maintaining and/or
encouraging natural biodiversity is that it
performs a variety of ecological services
(Altieri, 1991). In natural ecosystems, the
vegetative cover of a forest or grassland
prevents soil erosion, replenishes ground
water, and controls flooding by enhancing
infiltration and reducing water runoff. In
agricultural systems, biodiversity performs
ecosystem services beyond production of food,
fiber, fuel, and income. Examples include,
recycling of nutrients, control of local
microclimate, regulation of local
hydrological processes, regulation of the
abundance of undesirable organisms, and
detoxification of noxious chemicals. These
renewal processes and ecosystem services are
largely biological, therefore their
persistence depends upon maintenance of
biological diversity. When these natural
services are lost due to biological
simplification, the economic and
environmental costs can be quite significant.
Economically in agriculture, the burdens
include the need to supply crops with costly
external inputs, since agroecosystems
deprived of basic regulating functional
components lack the capacity to sponsor their
own soil fertility and pest regulation. As
functional biodiversity decreases, the
requirement for higher management intensity
increases, thus monocultures must be
subsidized with external inputs (Figure 3).
Often, the costs involve a reduction in the
quality of the food produced and of rural
life in general due to decreased soil, water,
and food quality when erosion and pesticide
and/or nitrate contamination occurs (Altieri,
1995).
Biodiversity
refers to all species of plants, animals and
microorganisms existing and interacting
within an ecosystem. In agroecosystems,
pollinators, natural enemies, earthworms, and
soil microorganisms are all key biodiversity
components that play important ecological
roles thus mediating processes such as
genetic introgression, natural control,
nutrient cycling, decomposition, etc. (Figure
4). The type and abundance of biodiversity in
agriculture will differ across agroecosystems
which differ in age, diversity, structure,
and management. In fact, there is great
variability in basic ecological and agronomic
patterns among the various dominant
agroecosystems. In general, the degree of
biodiversity in agroecosystems depends on
four main characteristics of the
agroecosystems (Southwood and Way, 1970):
1. the
diversity of vegetation within and around the
agroecosystem
2. the
permanence of the various crops within the
agroecosystem
3. the
intensity of management
4. the extent
of the isolation of the agroecosystem from
natural vegetation
In general,
agroecosystems that are more diverse, more
permanent, isolated, and managed with low
input technology (i.e. agroforestry systems,
traditional polycultures) take fuller
advantage of work done by ecological
processes associated with higher biodiversity
than highly simplified, input-driven and
disturbed systems (i.e. modern row crops and
vegetable monocultures and fruit orchards)
(Altieri, 1995).
All
agroecosystems are dynamic and subject to
different levels of management so that the
crop arrangements in time and space are
continually changing in the face of
biological, cultural, socio-economic, and
environmental factors. Such landscape
variations determine the degree of spatial
and temporal heterogeneity characteristic of
agricultural regions, which in turn
conditions the type of biodiversity present.
According to
Vandermeer and Perfecto (1995), two distinct
components of biodiversity can be recognized
in agroecosystems. The first component,
planned biodiversity, is the biodiversity
associated with the crops and livestock
purposely included in the agroecosystem by
the farmer, and which will vary depending on
management inputs and crops spatial/temporal
arrangements. The second component,
associated biodiversity, includes all soil
flora and fauna, herbivores, carnivores,
decomposers, etc., that colonize the
agroecosystem from surrounding environments
and that will thrive in the agroecosystem
depending on its management and structure.
The relationship of both biodiversity
components is illustrated in Figure 3.
Planned biodiversity has a direct function,
as illustrated by the bold arrow connecting
the planned biodiversity box with the
ecosystem function box. Associated
biodiversity also has a function, but it is
mediated through planned biodiversity. Thus,
planned biodiversity also has an indirect
function, illustrated by the dotted arrow in
the figure, which is realized through its
influence on the associated biodiversity. For
example, the trees in an agroforestry system
create shade, which makes it possible to grow
only sun-tolerant crops. So the direct
function of this second species (the trees)
is to create shade. Yet along with the trees
might come small wasps that seek out the
nectar in the trees flowers. These
wasps may in turn be the natural parasitoids
of pests that normally attack the crops. The
wasps are part of the associated
biodiversity. The trees, then, create shade
(direct function) and attract wasps (indirect
function) (Vandermeer and Perfecto, 1995).
The key is to
identify the type of biodiversity that is
desirable to maintain and/or enhance in order
to carry out ecological services, and then to
determine the best practices that will
encourage the desired biodiversity
components. As shown in Figure 5, there are
many agricultural practices that have the
potential to enhance functional biodiversity,
and others that negatively affect it. The
idea is to apply the best management
practices in order to enhance and/or
regenerate the kind of biodiversity that can
subsidize the sustainability of
agroecosystems by providing ecological
services such as biological pest control,
nutrient cycling, water and soil
conservation, etc.
The link
between agrobiodiversity and
multifunctionality
When
agricultural development takes place in a
natural environment, it tends to result in a
heterogeneous mosaic of varying types of
habitat patches spread across the landscape.
The bulk of the land may be intensely managed
and frequently disturbed for the purposes of
agricultural production, but certain parts
(wetlands, riparian corridors, hillsides) may
be left in a relatively natural condition,
and other parts (borders and strips between
fields, roadsides, and adjacent natural
areas) may occasionally be disturbed but not
intensely managed. In addition, natural
ecosystems may surround or border areas in
which agricultural production dominates
(Gliessman, 1998).
The
heterogeneity of the agricultural landscape
varies greatly by region. In some parts of
Latin America, where commercial, export
agriculture predominates, the heavy use of
agricultural chemicals, mechanical
technology, narrow genetic lines, and
irrigation over large areas have made the
landscape relatively homogenous. In such
areas, the agricultural landscape is made up
mostly of large areas of single crop
agricultural production. The expansion of
such agricultural landscapes disrupts natural
areas in three important ways. First, natural
ecosystems become fragmented and important
ecological linkages may be changed or
uncoupled. For example, the conversion of
uplands from native grasslands or deciduous
forest to cotton will profoundly affect the
nutrient and pesticide inputs into any
adjacent wetlands. Second, the fragmentation
increases boundary phenomena by increasing
the proportion of area that is near a
boundary. This results in an exacerbation of
the impacts from adjacent agriculture. Third,
the absolute loss of natural areas generally
means that the remaining patches are
increasingly more distant from each other.
Thus each remnant takes on more and more the
properties of oceanic islands in the sense
that source areas for recolonization are
often very distant. Thus, local extinction
events for both species and genes are
unlikely to be balanced by recolonization or
gene flow. Unlike real islands, remnant
patches of natural ecosystems are highly
vulnerable to invasion by weedy plants and
animals from surrounding agricultural lands
and are vulnerable as well to perturbations
created by agricultural production practices
(Fry, 1995).
In peasant
dominated areas, the use of traditional
farming practices with minimal industrial
inputs has resulted in a varied, highly
heterogeneous landscape-possibly even more
heterogeneous than would exist naturally. In
such heterogeneous environments, natural and
semi-natural ecosystem patches included in
the landscape can become a resource for
agroecosystems. An area of non-crop habitat
adjacent to a crop field, for example, can
harbor populations of natural enemies which
can move into the field and parasitize or
prey upon pest populations. (Altieri, 1994) A
riparian corridor vegetated by native plant
species can filter out dissolved fertilizer
nutrients leaching from crop fields, promote
a presence of beneficial species, and allow
the movement of native animal species into
and through the agricultural components of
the landscape.
On the other
hand, agroecosystems can begin to assume a
positive rather than a negative role in
preserving the integrity of natural
ecosystems. Many small scale-diversified
agroecosystems have been designed and managed
in ways that make them more friendly to
native species. For example, by encouraging
hedgerows, vertebrates can be provided with
large habitats, better food sources, and
corridors for movement. Native plants can
have more suitable habitats and find fewer
barriers to dispersal. Smaller organisms,
such as below ground microbes and insects,
can flourish in organically managed soils and
thus benefit other species since they are
such important elements in ecosystem
structure and function (Glissman, 1998).
By managing
agricultural landscapes from the point of
view of biodiversity conservation as well as
sustainable production, the multiple use
capacity of agriculture can be enhanced
providing several benefits simultaneously
(Thrupp, 1998):
- increase
agricultural productivity;
- build
stability, robustness, and
sustainability of farming systems;
- contribute
to sound pest and disease management;
- conserve
soil and increase natural soil
fertility and soil health
- diversify
products and income opportunities
from farms;
- add
economic value and increase net
returns to farms;
- reduce or
spread risks to individuals,
communities, and nations;
- increase
efficiency of resource use and
restore ecological health;
- reduce
pressure of agriculture on fragile
areas, forests, and endangered
species;
- reduce
dependency on external inputs, and;
- increase
nutritional values and provide
sources of medicines and vitamins.
The effects of
agrobiodiversity in mitigating extreme
climatic effects, such as the drought
promoted by El Niņos were recently
evident in northern Honduras. An agroforestry
project reviving the Quezungal method, an
ancient agricultural system, speared about 84
farming communities from destruction. Farmers
using the method lost only 10 percent of
their crops in 1998s severe drought,
and actually obtained a grain surplus of 5-6
million pounds in the wake of Hurricane
Mitch. On the other hand, , nearby
communities which continued the use of slash
and burn, were severely affected by El Niņo
phenomena, which left a legacy of human
misery and destruction of vitally important
watersheds.
Such
agroforestry programs which reduce
deforestation and burning of plant biomass
can provide a sink for atmospheric carbon
dioxide and also considerably reduce
emissions of nitrous oxide. Recent research
shows that promoting techniques already
familiar to thousands of small farmers in
Latin America such as, crop rotation and
cutting back on chemical fertilizers through
the use of composting can act as important
sinks for atmospheric carbon dioxide storing
it below the soil surface.
The benefits
of agrobiodiversity in enhancing the
multifunctional agriculture extend beyond the
above described effects as shown by the
impacts of shaded coffee farms in Latin
America. Farmers typically integrate into
their coffee farms many different leguminous
trees, fruit trees, and types of fuel wood
and fodder. These trees provide shade, a
habitat for birds and animals that benefit
the farming system. In Mexico, shade coffee
plantations support up to 180 species of
birds, including migrating species, some of
which play key roles in pest control and seed
dispersal.
Learning how
to manage an agriculture that promotes both
environmental as well as productive functions
will require inputs from disciplines not
previously exploited by scientists, including
agroecology, ethnoscience, conservation
biology, and landscape ecology. The bottom
line, however, is that agriculture must adopt
ecologically sound management practices,
including diversified cropping systems,
biological control and organic soil
management as replacements for synthetic
pesticides, fertilizers, and other chemicals.
Only with such foundation can we attain the
goal of a multifunctional agriculture.
Biodiversity
and pest management
Nowhere are
the consequences of biodiversity reduction
more evident than in the realm of
agricultural pest management. The instability
of agroecosystems becomes manifest as the
worsening of most insect pest problems is
increasingly linked to the expansion of crop
monocultures at the expense of the natural
vegetation, thereby decreasing local habitat
diversity (Altieri and Letourneau, 1982).
Plant communities that are modified to meet
the special needs of humans become subject to
heavy pest damage and generally the more
intensely such communities are modified, the
more abundant and serious the pests. The
effects of the reduction of plant diversity
on outbreaks of herbivore pests and microbial
pathogens is well-documented in the
agricultural literature (Andow, 1991;
Altieri, 1994). Such drastic reduction in
plant biodiversity and the resulting epidemic
effects can adversely affect ecosystem
function with further consequences on
agricultural productivity and sustainability.
In modern
ecosystems, the experimental evidence
suggests that biodiversity can be used for
improved pest management (Altieri and
Letourneau, 1994: Andow, 1991). Several
studies have shown that it is possible to
stabilize the insect communities of
agroecosystems by designing and constructing
vegetational architectures that support
populations of natural enemies or that have
direct deterrent effects on pest herbivores.
For example, at the landscape level, data
demonstrates that there is enhancement of
natural enemies and more effective biological
control where wild vegetation remains at
field edges and in association with crops
(Altieri, 1994). These habitats may be more
important as overwintering sites for
predators or they may provide increased
resources such as pollen and nectar for
parasitoids and predators form flowering
plants (Landis, 1994). Many studies have
documented the movement of beneficial
arthropods from margins into crops and higher
biological control is usually observed in
crop fields close to wild vegetation edges
than in fields isolated from such habitats
(Altieri, 1994).
In many cases,
weeds and other natural vegetation around
crop fields harbor alternate hosts/prey for
natural enemies, thus providing seasonal
resources to bridge gaps in the life cycles
of entomophagous insects and crop pests
(Altieri and Letourneau, 1984). A classic
case is that of the egg parasitoid wasp Anagrus
epos whose effectiveness in regulating
the grape leafhopper Erythroneura
elegantula was increased greatly in
vineyards near areas invaded by wild
blackberry (Rubus sp.). This plant
supports an alternative leafhopper (Dikrella
cruentata) which breeds in its leaves in
winter. Recent studies show that French prune
orchards adjacent to vineyards provide
overwintering refuges for Anagrus and
early benefits of parasitism are promoted in
vineyards with prune trees plants upwind from
the vineyard.
At the crop
field level, most experiments that have mixed
other plant species with the primary host of
a specialized herbivore show that in
comparison with diversified cropping systems,
monocultures have greater population
densities of specialist herbivores (Andow,
1991). In these monoculture systems,
herbivores exhibit greater colonization
rates, greater reproduction, higher tenure
time, less disruption of host finding and
lower mortality by natural enemies (see Table
5 for examples in Latin America).
| TABLE: 5 Selected
examples of multiple cropping systems
that effectively prevent insect-pest
outbreaks in Latin America |
| Multiple
cropping Systems
|
Pests
(regulated) |
Factor(s)
involved |
Country |
| Cassava
intercropped with cowpeas
|
Whiteflies Aleurotrachelus
socialis and Trialeurodes
variabilis
|
Changes in
plant vigour and increased abundance
of natural enemies |
Colombia |
| Corn
intercropped with beans |
Leafhoppers (Empoasca
kraemeri), leaf beetle (Diabrotica
balteata) and fall armyworm (Spodoptera
frugipedra) |
Increase in
beneficial insects and interference
with colonization |
Colombia |
| Corn
intercropped with beans |
Corn leafhopper (Dalbulus
maidis)
|
Interference
with leafhopper movement |
Nicaragua |
| Cucumbers
intercropped with maize and brocolli |
Flea beetles (Acalymma
vitata) |
Lower crop
apparency |
Costa Rica |
| Corn-bean-squash |
Caterpillar
(Diaphania hyalinata) |
Enhanced
parasitization |
Mexico |
| Corn-beans |
Stalk borer (Diatraea
lineolata) |
Enhanced
predation |
Nicaragua |
| Source: Altieri
1994. |
There are
various factors in crop mixtures that help
constrain pest attack. A host plant may be
protected from insect pests by the physical
presence of other plants that may provide a
camouflage or a physical barrier. Mixtures of
cabbage and tomato reduce colonization by the
diamond-back moth, while mixtures of maize,
beans, and squash have the same effect on
chrysomelid beetles. The odors of some plants
can also disrupt the searching behavior of
pests. Grass borders repel leafhoppers from
beans and the chemical stimuli from onions
prevent carrot fly from finding carrots
(Altieri, 1994).
Alternatively,
one crop in the mixture may act as a trap or
decoy- the fly-paper-effect.
Strips of alfalfa interspersed in cotton
fields in California attract and trap Lygus
bugs. There is a loss of alfalfa yield, but
this represents less than the cost of
alternative control methods for the cotton.
Similarly, crucifers interplanted with beans,
grass, clover, or spinach are damaged less by
cabbage maggot and cabbage aphid. Another
factor as predicted by the natural enemies
hypothesis is that reduced insect pest
incidence in polycultures may be the result
of increased predator and parasitoid
abundance and efficiency (Altieri, 1994).
Conclusions
Most research
conducted on traditional and peasant
agriculture in Latin America suggests that
small holder systems are sustainably
productive, biologically regenerative, and
energy-efficient, and also tend to be equity
enhancing, participatory, and socially just.
Besides crop diversity, peasant farmers use a
set of practices that cause minimal land
degradation. These include the use of
terraces and hedgerows in sloping areas,
minimal tillage, small field sizes, and long
fallow cycles. By concentrating on short
rotations and fewer varieties, agricultural
modernization in the same areas has caused
environmental perturbation and eroded genetic
diversity (Altieri l99l, Altieri l996, Wilken
l997).
By adopting a
multiple use strategy, indigenous farmers
manage a continuum of agricultural and
natural systems, obtaining a variety of
products as well as ecological services thus
truly enacting a multifunctional agriculture.
Diversified cropping systems, such as those
used by peasants, based on intercropping and
agroforestry have been the target of much
research recently. This interest is largely
based on the new emerging evidence that these
systems are more sustainable and more
resource- conserving (Vandermeer, 1995).
These attributes are connected to the higher
levels of functional biodiversity associated
with complex farming systems. In fact, an
increasing amount of data reported in the
literature, documents the effects that plant
biodiversity has on the stabilization of
agroecosystem processes.
In a recently
conducted, well replicated experiment, where
species diversity was directly controlled in
grassland systems, it was found that
ecosystem productivity was increased and that
soil nutrients were utilized more completely
when there was a greater diversity of
species, leading to lower leaching losses
from the ecosystem (Tilman et al. 1996). In
traditional agroecosystems this same pattern
applies to insects as herbivore regulation
increases with increasing plant species
richness. Evidence suggests that as plant
diversity increases, pest damage seems to
reach acceptable levels, thus resulting in
more stable crop yields. Apparently, the more
diverse the agroecosystem and the longer this
diversity remains undisturbed, the more
internal links develop to promote greater
insect stability. One aspect that is clear is
that species composition is more important
than species number per se. The challenge is
to identify the correct assemblages of
species that will provide through their
biological synergisms key ecological services
such as nutrient cycling, biological pest
control, and water and soil conservation
(Altieri l994).
While it may
be argued that peasant agriculture generally
lacks the potential of producing meaningful
marketable surplus, it does ensure food
security. Many scientists wrongly believe
that traditional systems do not produce more
because hand tools and draft animals put a
ceiling on productivity. Productivity may be
low but the causes appear to be more social,
not technical. When the subsistence farmer
succeeds in providing food, there is no
pressure to innovate or to enhance yields.
Nevertheless, NGO-led agroecological field
projects show that traditional crop and
animal combinations can often be adapted to
increase productivity when the biological
structuring of the farm is improved and labor
and local resources are efficiently used
(Altieri l995). In fact, most agroecological
technologies promoted by NGOs can improve