Research Note No. 31
March 14, 1990
Sources of bias in diameter growth predictions
by
Lee C. Wensel and Timothy A. Robards
Differences in the growth predictions made using the growth models
from increment core data (Wensel, Meerschaert, and Biging, 1987) compared to
those from the difference of two measurements 5 years apart (Wensel and
Robards, 1989) were significant enough to suggest that there could be bias
introduced in either the measurements or the analysis. To investigate this
possibility, the process used for these estimates was examined in
considerable detail and comparisons were made to assess the source of the
differences observed.
This assessment was carried out in three stages. First, the validity
of the increment data was examined. Second, a "period" effect was estimated
to see how comparable the growth rates were on the same trees over the two
periods used. Third, an overall bias is estimated.
Stage 1, validity of data and previous analyses.
There were 82 trees available that had both remeasurements and
increments available for the same period. Largely these were site index trees
that had been bored to determine tree age; the 5-year increment was also
determined, however. The discrepancy in the measurements led to a reanalysis
of the algorithm used to backdate the initial DBH measurements. Here it was
discovered that the increment core data used in the 1987 estimates failed to
account for the growth in the bark. Since the bark factor estimated for the
entire data set is about 0.89, this introduces a bias of about 12% ( i.e.,
((1/0.89) - 1 )100%). Thus the DBH growth estimates in the 1987 paper
should be increased by 12%.
Stage 2, period effects.
A period effect can be estimated for trees where remeasurement data
are available for the two periods in question. For the data used in the 1987
estimates, over two thousand trees had measurements in the two periods in
question: 5 to 10 years prior to the initial coop measurement in 1979 and 5
to 6 years after that date. These are referred to as period 0 and period 1.
Table 1 summarizes the average DBH growth for the two periods.
Table 1. Average 5-year diameter growth for periods 0 and 1
Ave. DBH growth
Species period 0 period 1 difference trees
(inches) (inches) (%) (no.)
ponderosa pine 0.69 0.76 10 602
sugar pine 1.04 1.18 13 193
Jeffery pine 0.78 0.87 11 18
incense cedar 0.93 1.09 17 454
Douglas-fir 0.93 1.09 17 255
white fir 0.96 1.10 14 504
red fir 0.95 0.96 1 11
all species 0.83 0.94 4 2037
The differences varied some between species but species showed more
growth in period 1 than in period 0. Thus the 1989 estimates include a period
effect of about 14%.
Stage 3, overall bias.
Finally, all of the increment data were matched with the remeasurement
data for period 1. Simply examining the average DBH growth across all 6 of the
major species provides the result summarized in Table 2.
Table 2. Summary of sources of bias in growth predictions
average DBH growth (inches)
a. remeasurement for period 1 0.96
b. increment for period 0 0.68
c. period 0 adjusted for bark growth 0.76
d. adjustment for period effect (14%) 0.87
e. difference 0.09
This leaves an overall estimate of the differences between the two estimation
models, 1987 corrected for both a bark and period effect and 1989, of 0.09
inches or 9%. Breaking the period adjustment out by species did not change
the overall result.
Discussion
This simple analysis reduced the unexplained difference in the average
DBH growth from 0.28 to 0.09 inches, a reduction of about two thirds. Other
possible sources of the differences may be hypothesized. However, these
results appear to suggest that either the 1987 estimates adjusted for bark
growth and period effect or the 1987 models can be used to give similar
estimates.
However, this does not touch the real problem in estimating tree
growth with CACTOS. All of the estimation and validation work has centered
on growth estimates for 5-year intervals while planners are regularly using
CACTOS to project for much longer periods. Trials with cofile.410 with growth
estimates from Wensel and Robards (1989) can easily produce basa area
stocking levels of 600 to 800 square feet (or more!) within the projection
period. Certainly the growth rates that do not appear to be retarded by the
higher stocking levels. This is an appropriate topic to consider when
analyzing the 1990 remeasurement data.
Literature Cited
WENSEL, LEE C., WALTER J. MEERSCHAERT, AND GREG S. BIGING.
1987. Tree height and diameter growth models for northern California
conifers. Hilgardia 55(8):1-20
WENSEL, LEE C., and TIMOTHY A. ROBARDS.
1989. Revised parameter estimates for CACTOS growth models. Research Note
No. 23, Nor. Calif. For Yield Coop., Dept. of Forestry and Res. Mgt.,
Univ. of Calif., Berkeley. 15 pages
Lee C. Wensel is Professor, Department of Forestry and Resource
Management, University of California. Timothy A. Robards was Associate
Specialist ......................
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